Partner, London & UK Head of Financial Services Regulatory
Jonathan Rogers heads the Financial Services Regulatory Group in the London office. Jonathan specialises in financial services regulation advising retail banks, payment service providers, wealth managers, funds and other financial service institutions on the full range of FCA and PRA regulation. Typical matters include authorisation and perimeter issues, advising firms in respect of the FCA/PRA's exercise of its supervisory powers, prudential matters, implementation of conduct of business rules, market conduct issues and on matters deriving from the European framework for financial services. Recent experience includes: advising a start-up UK payment services provider on contractual documentation, compliance policies and regulatory aspects of day to day operations and advertising; advising Nutmeg, the well-known online wealth manager on client terms and client onboarding requirements as well as general ongoing regulatory advice; advising start-up online wealth manager through FCA authorisation application and applicable FCA requirements; advising retail bank Santander on applicability of the FSCS scheme
